B · Case × element grid
Top-level elements follow claim order in panels of up to six elements. Case rows repeat across panels. Every recorded block retains its holding and basis; multiple blocks are not merged into a case-level verdict. ✓ satisfied · ✗ not satisfied · ○ not reached · · not addressed. Muted blocks are not counted. Sub-element evidence remains on case and element pages.
Elements 1–6 of 12
| Case | Statutory commerce, mails, or exchange facility | Section 78j(b) rulemaking hook | Materially false statement or misleading half-truth | Importance to a reasonable investor | Intent to deceive, manipulate, or defraud | Connection with a covered securities or swap transaction |
|---|---|---|---|---|---|---|
| Fries v. N. Oil & Gas, Inc. — 354 F. Supp. 3d 384 (2018) · United States District Court for the Southern District of New York · 2018 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | ✗ not · pleadedNot counted: applied/alternative | · not addressed | |
| United States Securities & Exchange Commission v. Ginsburg — 362 F.3d 1292 (2004) · United States Court of Appeals for the Eleventh Circuit · 2004 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | ||
| Sec. & Exch. Comm'n v. Sethi — 910 F.3d 198 (2018) · United States Court of Appeals for the Fifth Circuit · 2018 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | |||
| Alaska Elec. Pension Fund v. Flotek Indus., Inc. — 915 F.3d 975 (2019) · United States Court of Appeals for the Fifth Circuit · 2019 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | |
| Xia Bi v. McAuliffe — 927 F.3d 177 (2019) · United States Court of Appeals for the Fourth Circuit · 2019 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | |
| Fan v. StoneMor Partners LP — 927 F.3d 710 (2019) · United States Court of Appeals for the Third Circuit · 2019 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | ✗ not · pleadedNot counted: applied/alternative | · not addressed | |
| Metzler Asset Mgmt. GMBH v. Kingsley — 928 F.3d 151 (2019) · United States Court of Appeals for the First Circuit · 2019 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | |
| United States v. Afriyie — 929 F.3d 63 (2019) · United States Court of Appeals for the Second Circuit · 2019 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| U.S. Commodity Futures Trading Comm'n v. Monex Credit Co. — 931 F.3d 966 (2019) · United States Court of Appeals for the Ninth Circuit · 2019 (15usc78j: author: Flash3 · QA: PASS (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Malouf v. Sec. & Exch. Comm'n — 933 F.3d 1248 (2019) · United States Court of Appeals for the Tenth Circuit · 2019 (15usc78j: author: Astra2 · QA: PASS (QA2, neov2/qa/wave2-cases-QA2-crosscheck.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | |
| Mun. Employees' Ret. Sys. of Mich. v. Pier 1 Imports, Inc. — 935 F.3d 424 (2019) · United States Court of Appeals for the Fifth Circuit · 2019 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | ○ not reached · basis not recordedNot counted: applied/merits | · not addressed | · not addressed | |
| U.S. Sec. & Exch. Comm'n v. Hui Feng — 935 F.3d 721 (2019) · United States Court of Appeals for the Ninth Circuit · 2019 (15usc78j: author: Astra2 · QA: PASS (QA2, neov2/qa/wave2-cases-QA2-crosscheck.md)) | · not addressed | · not addressed | · not addressed | · not addressed | ||
| Dura Pharmaceuticals, Inc. v. Broudo — 544 U.S. 336 (2005) · Supreme Court of the United States · 2005 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc. — 552 U.S. 148 (2008) · Supreme Court of the United States · 2008 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Janus Capital Group, Inc. v. First Derivative Traders — 564 U.S. 135 (2011) · Supreme Court of the United States · 2011 (15usc78j: author: Astra2 · QA: PASS (QA2, neov2/qa/wave2-cases-QA2-crosscheck.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | |
| Amgen Inc. v. Connecticut Retirement Plans & Trust Funds — 568 U.S. 455 (2013) · Supreme Court of the United States · 2013 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | ○ not reached · basis not recordedNot counted: rule-announced/procedural | · not addressed | · not addressed |
Elements 7–12 of 12
| Case | Private plaintiff's purchaser or seller status | Private investor transaction causation | Actual economic loss in private damages action | Causal connection between fraud and economic loss | Fraudulent scheme or deceptive course of business | Additional criminal mental-state requirement |
|---|---|---|---|---|---|---|
| Fries v. N. Oil & Gas, Inc. — 354 F. Supp. 3d 384 (2018) · United States District Court for the Southern District of New York · 2018 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| United States Securities & Exchange Commission v. Ginsburg — 362 F.3d 1292 (2004) · United States Court of Appeals for the Eleventh Circuit · 2004 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Sec. & Exch. Comm'n v. Sethi — 910 F.3d 198 (2018) · United States Court of Appeals for the Fifth Circuit · 2018 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Alaska Elec. Pension Fund v. Flotek Indus., Inc. — 915 F.3d 975 (2019) · United States Court of Appeals for the Fifth Circuit · 2019 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Xia Bi v. McAuliffe — 927 F.3d 177 (2019) · United States Court of Appeals for the Fourth Circuit · 2019 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | ✗ not · pleadedNot counted: applied/alternative | · not addressed | · not addressed | · not addressed | · not addressed |
| Fan v. StoneMor Partners LP — 927 F.3d 710 (2019) · United States Court of Appeals for the Third Circuit · 2019 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Metzler Asset Mgmt. GMBH v. Kingsley — 928 F.3d 151 (2019) · United States Court of Appeals for the First Circuit · 2019 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| United States v. Afriyie — 929 F.3d 63 (2019) · United States Court of Appeals for the Second Circuit · 2019 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | ○ not reached · basis not recordedNot counted: rule-announced/procedural | ○ not reached · basis not recordedNot counted: rule-announced/merits |
| U.S. Commodity Futures Trading Comm'n v. Monex Credit Co. — 931 F.3d 966 (2019) · United States Court of Appeals for the Ninth Circuit · 2019 (15usc78j: author: Flash3 · QA: PASS (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | ○ not reached · basis not recordedNot counted: comparator/merits | · not addressed |
| Malouf v. Sec. & Exch. Comm'n — 933 F.3d 1248 (2019) · United States Court of Appeals for the Tenth Circuit · 2019 (15usc78j: author: Astra2 · QA: PASS (QA2, neov2/qa/wave2-cases-QA2-crosscheck.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | |
| Mun. Employees' Ret. Sys. of Mich. v. Pier 1 Imports, Inc. — 935 F.3d 424 (2019) · United States Court of Appeals for the Fifth Circuit · 2019 (15usc78j: author: Flash3 · QA: FIX (Fable, neov2/cases/TRIAGE-Flash.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| U.S. Sec. & Exch. Comm'n v. Hui Feng — 935 F.3d 721 (2019) · United States Court of Appeals for the Ninth Circuit · 2019 (15usc78j: author: Astra2 · QA: PASS (QA2, neov2/qa/wave2-cases-QA2-crosscheck.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | |
| Dura Pharmaceuticals, Inc. v. Broudo — 544 U.S. 336 (2005) · Supreme Court of the United States · 2005 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | · not addressed | ||
| Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc. — 552 U.S. 148 (2008) · Supreme Court of the United States · 2008 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | · not addressed | · not addressed | ○ not reached · basis not recordedNot counted: rule-announced/merits | · not addressed | |
| Janus Capital Group, Inc. v. First Derivative Traders — 564 U.S. 135 (2011) · Supreme Court of the United States · 2011 (15usc78j: author: Astra2 · QA: PASS (QA2, neov2/qa/wave2-cases-QA2-crosscheck.md)) | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed | · not addressed |
| Amgen Inc. v. Connecticut Retirement Plans & Trust Funds — 568 U.S. 455 (2013) · Supreme Court of the United States · 2013 (15usc78j: author: Astra2 · not independently reviewed) | · not addressed | ○ not reached · basis not recordedNot counted: rule-announced/procedural | · not addressed | · not addressed | · not addressed | · not addressed |