Alternative breaches of applicable collective-bargaining duties

OR · 29usc158:refusal-to-bargain

Includes the direct-dealing variant as described by the D.C. Circuit; the §8(d) duty does not compel substantive concession.

Exact element source

to refuse to bargain collectively
Source: docroot/ir/usc/title29.jsonl#title29_sec158; Unicode character offsets [2534:2567] (end exclusive); SHA-256 caadb20cedf4fd4e200812fc0ec46617cc7978ef7a6b0a30e355bccfeb7e0d06.

All variants

Recorded DB variant labels, including zero-count variants
VariantDescriptionMerits instance blocksDistinct casesExample cases (up to 3 per group)
bargaining/direct-dealingBypassing the exclusive representative on bargaining subjects.0
Satisfied 0; not satisfied 0; excluded context 0
0No annotation uses in this snapshot
direct-dealing/soliciting-contract-preferences-outside-union1
Satisfied 1; not satisfied 0; excluded context 0
1/f3d/930/0509-01 — Court of Appeals of the District of Columbia · 2019 — satisfied
information/refusal-to-identify-potentially-conflicted-representatives1
Satisfied 1; not satisfied 0; excluded context 0
1/f2d/841/0141-01 — United States Court of Appeals for the Sixth Circuit · 1988 — satisfied
interim-relief/successor-recognition-dispute0
Satisfied 0; not satisfied 0; excluded context 1
0No counted merits examples

Excluded context examples: /f-supp/792/1459-01 — United States District Court for the Northern District of Mississippi · 1992 — background/procedural

surface-bargaining/no-strike-without-binding-arbitration1
Satisfied 1; not satisfied 0; excluded context 0
1/f4th/141/1279 — Court of Appeals for the D.C. Circuit · 2025 — satisfied

How courts decided this element

Annotation blocks, including explicitly excluded context
CaseElementHolding and scopeVariantExact source quotations
/f-supp/792/1459-01 — United States District Court for the Northern District of Mississippi · 1992Alternative breaches of applicable collective-bargaining dutiesnot_reached
Excluded from merits counts
background / procedural

claim: (a); theory: section 10(j) interim bargaining; subject: theory=section 10(j) interim bargaining

The court orders temporary bargaining, not a final ULP finding. Its 1992 reasonable-cause approach is historical; no present injunction-standard claim is made.
interim-relief/successor-recognition-dispute
On September 16, Union Staff Representative Rip Williamson responded to this letter with a request that Moeller Rubber recognize and bargain with the union.
Source: docroot/ir/caselaw/f_supp_792.jsonl#/f-supp/792/1459-01; Unicode character offsets [25252:25408] (end exclusive); SHA-256 ed7d04a7cb28f235026d6d7b085d40d7deca2112fb0461aaa25edb8d0795edeb.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

This request was refused in a letter from Brock dated October 8, 1991.
Source: docroot/ir/caselaw/f_supp_792.jsonl#/f-supp/792/1459-01; Unicode character offsets [25409:25479] (end exclusive); SHA-256 ed7d04a7cb28f235026d6d7b085d40d7deca2112fb0461aaa25edb8d0795edeb.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

In making a Section 10(j) determination, the district court may not decide whether an unfair labor practice has actually occurred, because this ultimate determination is reserved for the board, subject to review by the court of appeals.
Source: docroot/ir/caselaw/f_supp_792.jsonl#/f-supp/792/1459-01; Unicode character offsets [11246:11482] (end exclusive); SHA-256 ed7d04a7cb28f235026d6d7b085d40d7deca2112fb0461aaa25edb8d0795edeb.

Evidence kind: rule; polarity: not recorded; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

While interim bargaining is necessary to preserve the status quo, the latter part of the request reaches too far.
Source: docroot/ir/caselaw/f_supp_792.jsonl#/f-supp/792/1459-01; Unicode character offsets [23449:23562] (end exclusive); SHA-256 ed7d04a7cb28f235026d6d7b085d40d7deca2112fb0461aaa25edb8d0795edeb.

Evidence kind: held; polarity: not recorded; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

/f2d/841/0141-01 — United States Court of Appeals for the Sixth Circuit · 1988Alternative breaches of applicable collective-bargaining dutiessatisfied
Counted merits instance
applied / merits

basis: law; claim: (a); theory: information disclosure; subject: theory=information disclosure

The duty is applied to specific relevant information; relevance and the employer’s privacy interests are balanced, not assumed from every union request.
information/refusal-to-identify-potentially-conflicted-representatives
Gene Cole, the Detroit MSC’s Postmaster, responded by letter and refused to provide the union with the information until its relevance to the collective bargaining process was explained.
Source: docroot/ir/caselaw/f2d_841.jsonl#/f2d/841/0141-01; Unicode character offsets [6651:6837] (end exclusive); SHA-256 cdb9c687b3fe037ff5d885f593b297e4e0d36e897a91fa18b5affd0d1b33cf70.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

Generally, an employer’s duty to bargain collectively established in § 8(a)(5) of the National Labor Relations Act , obligates it to provide a labor union with relevant information necessary for the proper performance of the union’s duties as the employees’ bargaining representative.
Source: docroot/ir/caselaw/f2d_841.jsonl#/f2d/841/0141-01; Unicode character offsets [8875:9159] (end exclusive); SHA-256 cdb9c687b3fe037ff5d885f593b297e4e0d36e897a91fa18b5affd0d1b33cf70.

Evidence kind: rule; polarity: not recorded; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

Therefore, we find that the union’s interest in the disclosure of the information is relevant to its duty to provide loyal representation and is not outweighed by the Postal Service's interest.
Source: docroot/ir/caselaw/f2d_841.jsonl#/f2d/841/0141-01; Unicode character offsets [17562:17755] (end exclusive); SHA-256 cdb9c687b3fe037ff5d885f593b297e4e0d36e897a91fa18b5affd0d1b33cf70.

Evidence kind: held; polarity: not recorded; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

/f3d/930/0509-01 — Court of Appeals of the District of Columbia · 2019Alternative breaches of applicable collective-bargaining dutiessatisfied
Counted merits instance
applied / merits

basis: proved; claim: (a); party: Ingredion negotiator Meadows; theory: direct dealing; subject: party=Ingredion negotiator Meadows; theory=direct dealing

Direct dealing can infringe exclusive representation without a literal refusal to attend bargaining meetings. Only the direct-dealing issue is instantiated here.
direct-dealing/soliciting-contract-preferences-outside-union
He criticized the work schedules and health insurance benefits provided by the existing CBA and asked what the employees hoped to see in a new agreement.
Source: docroot/ir/caselaw/f3d_930.jsonl#/f3d/930/0509-01; Unicode character offsets [8176:8329] (end exclusive); SHA-256 0aee714f3c2c0be94e1c3b5745f72329b8d05a77b59795498e18ad7e57835b49.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

They expressed interest in a wage raise of 3 to 3.5 percent, an increased pension multiplier, different work schedules, more vacation days, and health insurance coverage for early retirees.
Source: docroot/ir/caselaw/f3d_930.jsonl#/f3d/930/0509-01; Unicode character offsets [8330:8519] (end exclusive); SHA-256 0aee714f3c2c0be94e1c3b5745f72329b8d05a77b59795498e18ad7e57835b49.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

Under Board precedent, an employer violates Section 8(a)(1) and (5) of the Act if it "attempt[s] to arm itself for upcoming negotiations" by directly "soliciting the sentiment of the employees on a subject to be discussed at the bargaining table."
Source: docroot/ir/caselaw/f3d_930.jsonl#/f3d/930/0509-01; Unicode character offsets [7106:7353] (end exclusive); SHA-256 0aee714f3c2c0be94e1c3b5745f72329b8d05a77b59795498e18ad7e57835b49.

Evidence kind: rule; polarity: not recorded; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

Ingredion points to nothing in the record considered as a whole that would cause the court to doubt the reasonableness of the Board's finding.
Source: docroot/ir/caselaw/f3d_930.jsonl#/f3d/930/0509-01; Unicode character offsets [9628:9770] (end exclusive); SHA-256 0aee714f3c2c0be94e1c3b5745f72329b8d05a77b59795498e18ad7e57835b49.

Evidence kind: held; polarity: not recorded; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

/f4th/141/1279 — Court of Appeals for the D.C. Circuit · 2025Alternative breaches of applicable collective-bargaining dutiessatisfied
Counted merits instance
applied / merits

basis: proved; claim: (a); theory: combined bargaining proposals; subject: theory=combined bargaining proposals

The positive parent refusal-to-bargain holding records unlawful surface bargaining, not compliance with the good-faith duty. The court evaluates the combination and persistence of proposals, not a per-se obligation to concede a particular term.
surface-bargaining/no-strike-without-binding-arbitration
The Hospital’s proposal upset that balance by pairing a broad no-strike clause with the elimination of binding arbitration.
Source: docroot/ir/caselaw/f4th_141.jsonl#/f4th/141/1279; Unicode character offsets [30950:31073] (end exclusive); SHA-256 e44686ef4aa29e9c6f5a8b2c7f456449411d6662b30eabe86fe116c8fc807ba9.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

After introducing the arbitration-eliminating proposal on March 29, 2017, the Hospital revised its discipline proposal on May 25 to align with a mediation-only model.
Source: docroot/ir/caselaw/f4th_141.jsonl#/f4th/141/1279; Unicode character offsets [32728:32894] (end exclusive); SHA-256 e44686ef4aa29e9c6f5a8b2c7f456449411d6662b30eabe86fe116c8fc807ba9.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

Despite repeated objections from the Union, the Hospital maintained that position through June 7, 2018.
Source: docroot/ir/caselaw/f4th_141.jsonl#/f4th/141/1279; Unicode character offsets [32907:33010] (end exclusive); SHA-256 e44686ef4aa29e9c6f5a8b2c7f456449411d6662b30eabe86fe116c8fc807ba9.

Evidence kind: fact; polarity: supports; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

Overall, we uphold the Board’s determinations that the Hospital’s conduct amounted to bad faith surface bargaining in violation of Sections 8(a)(1) and 8(a)(5) of the NLRA.
Source: docroot/ir/caselaw/f4th_141.jsonl#/f4th/141/1279; Unicode character offsets [37446:37618] (end exclusive); SHA-256 e44686ef4aa29e9c6f5a8b2c7f456449411d6662b30eabe86fe116c8fc807ba9.

Evidence kind: held; polarity: not recorded; absent flag: 0; quoted-rule flag: 0 (1 = tagged; 0 = not tagged)

Court interpretations

interpretation

It is therefore "an infringement of the Act for the employer to disregard the bargaining representative by negotiating with individual employees, whether a majority or a minority, with respect to wages, hours and working conditions."

/f3d/930/0509-01 — Court of Appeals of the District of Columbia · 2019

It is therefore "an infringement of the Act for the employer to disregard the bargaining representative by negotiating with individual employees, whether a majority or a minority, with respect to wages, hours and working conditions."
Source: docroot/ir/caselaw/f3d_930.jsonl#/f3d/930/0509-01; Unicode character offsets [6846:7079] (end exclusive); SHA-256 0aee714f3c2c0be94e1c3b5745f72329b8d05a77b59795498e18ad7e57835b49.

Includes the direct-dealing variant as described by the D.C. Circuit; the §8(d) duty does not compel substantive concession.